Series 99 — Operations Professional Exam (Series 99)
IntermediateActiveEstablished
- Issuer
- FINRA
- Industry
- Finance & Accounting
- Domain
- Investment Analysis & Asset Management
- Level
- Intermediate
- Exam fee
- $100 — verified 2026-09-27
Prerequisites & eligibility
Corequisite(s): SIE
Renewal & maintenance
Renewal policy not catalogued yet — verify with the issuer.
Recognition
FINRA registration exam for broker-dealer operations professionals.